Start walkthroughClient portfoliosDesign demo · decisions stay in this browser · no real trades
Interactive design preview / Example holdings · public reference prices
GWMSecurities Advisory
FA RepDemo Rep
Recommendations / New recommendation

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Draft

Build a portfolio of Stocks, Unit Trusts and Bonds for your client to review.

Loading public reference prices…
01

Client & account

02

Recommended trades

iAmounts and price limits are the instructions. Public reference prices are timestamped. They are not executable quotes.
04

Product documents

Factsheet, Infosheet and Product Highlights Sheet links for Unit Trust purchases. Supporting files are separate.

05

Reason for the recommendation

Optional basis of recommendation
Basis of recommendation

Fundamental considerations

Technical considerations

Other considerations

One reason for the whole recommendation. You can add optional notes to individual trades.
Optional supporting files
Supporting files Optional

Up to 5 files · 10 MB in total. This preview keeps file names only; nothing is uploaded. File-type rules are to be confirmed.

Illustrative adviser declaration. Final product-specific wording needs approval.

PRODUCTS & HOLDINGS

Add a buy

Sample catalogue only. Stocks will cover all markets supported by Phillip Securities, subject to account and firm permissions. Firm and approver restrictions remain read-only.

ADVISORY ACCOUNTS

Choose an account

Changing account clears this draft's trades and advice after your confirmation. Previous submitted snapshots are retained.
FOR DESIGN REVIEW

Try a sample scenario

Each scenario opens a new sample recommendation. Your current draft remains saved in this browser.

Approval, execution and currency rules are in Settings. Browser-only simulation. No real authentication, broker checks, approval messages or trades. The rep and supervisor views are linked in the separate sample walkthrough. Client approval is not built yet.
DESIGN REVIEW

What this page demonstrates

Current design

Both views share one draft. Buy and sell by quantity, value or portfolio percentage. Net sale amounts remain after direct fees. Percentage sales can instead reduce a holding from its current weight to a target weight.

Valuation and setup

Portfolio percentages use investments + cash − liabilities in base currency. Securities Wrap Account is the starting account type. Settlement is traded currency or base currency; restrictions belong in Settings. Approval order and validity windows also belong in Settings, with final calendar rules still to confirm.

Evidence limits

Client names, balances and holdings are examples. Public stock/ETF prices and FX can refresh from the local service. Fund NAV is an older dated primary-source snapshot; it is not automatically refreshed. FundPilot is deferred until Andrew asks. Fund/bond dealing, lots, fees, exact percentage execution, ledger and broker checks remain unverified. No real orders or messages are sent.
TEMPORARY SETUP · DESIGN PREVIEW

Settings

These belong in firm setup. This local preview lets us review the rules; it does not give a rep firm-admin access.

Approval & execution

Separate from approval windows. Blank remains unconfirmed; calendar and clock-start rules still need IT confirmation.

Cash and pricing controls

Shortfall ÷ (estimated buys + counted net sales). Starting setting: 2%. Two confirmations required.
Illustrative starting guard: 20%. Broker/exchange checks still apply separately.
Starting plan: 30 minutes at price 1, then 30 at price 2. Closed/halted time is excluded. The third limit uses the market reference captured once at first broker submission.

Settlement & valuation

Disallow settlement in traded currency

For a restricted traded currency, use the base currency. MYR is an example firm restriction, not a universal POEMS rule.

Confirmed portfolio basis: investments + cash − liabilities, in account base currency. Amount and percentage instructions retain their saved valuation/FX basis. Start with Securities Wrap Account, as requested. Exact backend account codes remain to confirm.
ESTIMATED CASH SHORTFALL

Review the shortfall